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Authors: Daniel Kahneman

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What level of income in your profession matches Julie’s reading achievement?

Which crime is as severe as Julie was precocious?

Which graduating GPA in an Ivy League college matches Julie’s reading?

 

Not very hard, was it? Furthermore, you can be assured that your matches will be quite close to those of other people in your cultural milieu. We will see that when people are asked to predict Julie’s GPA from the information about the age at which she learned to read, they answer by translating from one scale to another and pick the matching GPA. And we will also see why this mode of prediction by matching is statistically wrong—although it is perfectly natural to System 1, and for most people except statisticians it is also acceptable to System 2.

The Mental Shotgun

 

System 1 carries out many computations at any one time. Some of these are routine assessments that go on continuously. Whenever your eyes are open, your brain computes a three-dimensional representation of what is in your field of vision, complete with the shape of objects, their position in space, and their identity. No intention is needed to trigger this operation or the continuous monitoring for violated expectations. In contrast to these routine assessments, other computations are undertaken only when needed: you do not maintain a continuous evaluation of how happy or wealthy you are, and even if you are a political addict you do not continuously assess the president’s prospects. The occasional judgments are voluntary. They occur only when you intend them to do so.

You do not automatically count the number of syllables of every word you read, but you can do it if you so choose. However, the control over intended computations is far from precise: we often compute much more than we want or need. I call this excess computation the
mental shotgun
. It is impossible to aim at a single point with a shotgun because it shoots pellets that scatter, and it seems almost equally difficult for System 1 not to do more than System 2 charges it to do. Two experiments that I read long ago suggested this image.

Participants in one experiment listened to pairs of words, with the instruction to press a key as quickly as possible whenever they detected that the words rhymed. The words rhyme in both these pairs:

 

VOTE—NOTE

VOTE—GOAT

 

The difference is obvious to you because you see the two pairs. VOTE and GOAT rhyme, but they are spelled differently. The participants only heard the words, but they were also influenced by the spelling. They were distinctly slower to recognize the words as rhyming if their spelling was discrepant. Although the instructions required only a comparison of sounds, the participants also compared their spelling, and the mismatch on the irrelevant dimension slowed them down. An intention to answer one question evoked another, which was not only superfluous but actually detrimental to the main task.

In another study, people listened to a series of sentences, with the instruction to press one key as quickly as post="lly desible to indicate if the sentence was literally true, and another key if the sentence was not literally true. What are the correct responses for the following sentences?

Some roads are snakes.

Some jobs are snakes.

Some jobs are jails.

 

All three sentences are literally false. However, you probably noticed that the second sentence is more obviously false than the other two—the reaction times collected in the experiment confirmed a substantial difference. The reason for the difference is that the two difficult sentences can be metaphorically true. Here again, the intention to perform one computation evoked another. And here again, the correct answer prevailed in the conflict, but the conflict with the irrelevant answer disrupted performance. In the next chapter we will see that the combination of a mental shotgun with intensity matching explains why we have intuitive judgments about many things that we know little about.

Speaking of Judgment

 

“Evaluating people as attractive or not is a basic assessment. You do that automatically whether or not you want to, and it influences you.”

 

“There are circuits in the brain that evaluate dominance from the shape of the face. He looks the part for a leadership ro
le.”

 

“The punishment won’t feel just unless its intensity matches the crime. Just like you can match the loudness of a sound to the brightness of a light.”

 

“This was a clear instance of a mental shotgun. He was asked whether he thought the company was financially sound, but he couldn’t forget that he likes their product.”

 
Answering an Easier Question
 

A remarkable aspect of your mental life is that you are rarely stumped. True, you occasionally face a question such as 17 × 24 = ? to which no answer comes immediately to mind, but these dumbfounded moments are rare. The normal state of your mind is that you have intuitive feelings and opinions about almost everything that comes your way. You like or dislike people long before you know much about them; you trust or distrust strangers without knowing why; you feel that an enterprise is bound to succeed without analyzing it. Whether you state them or not, you often have answers to questions that you do not completely understand, relying on evidence that you can neither explain nor defend.

Substituting Questions

 

I propose a simple account of how we generate intuitive opinions on complex matters. If a satisfactory answer to a hard question isebr ques D not found quickly, System 1 will find a related question that is easier and will answer it. I call the operation of answering one question in place of another
substitution
. I also adopt the following terms:

 

 

The target question is the assessment you intend to produce.

The heuristic question is the simpler question that you answer instead.

 

 

The technical definition of
heuristic
is a simple procedure that helps find adequate, though often imperfect, answers to difficult questions. The word comes from the same root as
eureka
.

The idea of substitution came up early in my work with Amos, and it was the core of what became the heuristics and biases approach. We asked ourselves how people manage to make judgments of probability without knowing precisely what probability is. We concluded that people must somehow simplify that impossible task, and we set out to find how they do it. Our answer was that when called upon to judge probability, people actually judge something else and believe they have judged probability. System 1 often makes this move when faced with difficult target questions, if the answer to a related and easier heuristic question comes readily to mind.

Substituting one question for another can be a good strategy for solving difficult problems, and George Pólya included substitution in his classic
How to Solve It
: “If you can’t solve a problem, then there is an easier problem you can solve: find it.” Pólya’s heuristics are strategic procedures that are deliberately implemented by System 2. But the heuristics that I discuss in this chapter are not chosen; they are a consequence of the mental shotgun, the imprecise control we have over targeting our responses to questions.

Consider the questions listed in the left-hand column of table 1. These are difficult questions, and before you can produce a reasoned answer to any of them you must deal with other difficult issues. What is the meaning of happiness? What are the likely political developments in the next six months? What are the standard sentences for other financial crimes? How strong is the competition that the candidate faces? What other environmental or other causes should be considered? Dealing with these questions seriously is completely impractical. But you are not limited to perfectly reasoned answers to questions. There is a heuristic alternative to careful reasoning, which sometimes works fairly well and sometimes leads to serious errors.

 

 

Target Question

Heuristic Question

 

 

How much would you contribute to save an endangered species?

How much emotion do I feel when I think of dying dolphins?

 

 

How happy are you with your life these days?

What is my mood right now?

 

 

How popular is the president right now?

How popular will the president be six months from now?

 

 

How should financial advisers who prey on the elderly be punished?

How much anger do I feel when I think of financial predators?

 

 

This woman is running for the primary. How far will she go in politics?

Does this woman look like a political winner?

Table 1

 

 

The mental shotgun makes it easy to generate quick answers to difficult questions without imposing much hard work on your lazy System 2. The right-hand counterpart of each of the left-hand questions is very likely to be evoked and very easily answered. Your feelings about dolphins and financial crooks, your current mood, your impressions of the political skill of the primary candidate, or the current standing of the president will readily come to mind. The heuristic questions provide an off-the-shelf answer to each of the difficult target questions.

Something is still missing from this story: the answers need to be fitted to the original questions. For example, my feelings about dying dolphins must be expressed in dollars. Another capability of System 1, intensity matching, is available to solve that problem. Recall that both feelings and contribution dollars are intensity scales. I can feel more or less strongly about dolphins and there is a contribution that matches the intensity of my feelings. The dollar amount that will come to my mind is the matching amount. Similar intensity matches are possible for all the questions. For example, the political skills of a candidate can range from pathetic to extraordinarily impressive, and the scale of political success can range from the low of “She will be defeated in the primary” to a high of “She will someday be president of the United States.”

The automatic processes of the mental shotgun and intensity matching often make available one or more answers to easy questions that could be mapped onto the target question. On some occasions, substitution will occur and a heuristic answer will be endorsed by System 2. Of course, System 2 has the opportunity to reject this intuitive answer, or to modify it by incorporating oth
er information. However, a lazy System 2 often follows the path of least effort and endorses a heuristic answer without much scrutiny of whether it is truly appropriate. You will not be stumped, you will not have to work very her р wheard, and you may not even notice that you did not answer the question you were asked. Furthermore, you may not realize that the target question was difficult, because an intuitive answer to it came readily to mind.

The 3-D Heuristic

 

Have a look at the picture of the three men and answer the question that follows.

 

Figure 9

 

As printed on the page, is the figure on the right larger than the figure on the left?

 

The obvious answer comes quickly to mind: the figure on the right is larger. If you take a ruler to the two figures, however, you will discover that in fact the figures are exactly the same size. Your impression of their relative size is dominated by a powerful illusion, which neatly illustrates the process of substitution.

The corridor in which the figures are seen is drawn in perspective and appears to go into the depth plane. Your perceptual system automatically interprets the picture as a three-dimensional scene, not as an image printed on a flat paper surface. In the 3-D interpretation, the person on the right is both much farther away and much larger than the person on the left. For most of us, this impression of 3-D size is overwhelming. Only visual artists and experienced photographers have developed the skill of seeing the drawing as an object on the page. For the rest of us, substitution occurs: the dominant impression of 3-D size dictates the judgment of 2-D size. The illusion is due to a 3-D heuristic.

What happens here is a true illusion, not a misunderstanding of the question. You knew that the question was about the size of the figures in the picture, as printed on the page. If you had been asked to estimate the size of the figures, we know from experiments that your answer would have been in inches, not feet. You were not confused about the question, but you were influenced by the answer to a question that you were not asked: “How tall are the three people?”

The essential step in the heuristic—the substitution of three-dimensional for two-dimensional size—occurred automatically. The picture contains cues that suggest a 3-D interpretation. These cues are irrelevant to the task at hand—the judgment of size of the figure on the page—and you should have ignored them, but you could not. The bias associated with the heuristic is that objects that appear to be more distant also appear to be larger on the page. As this example illustrates, a judgment that is based on substitution will inevitably be biased in predictable ways. In this case, it happens so deep in the perceptual system that you simply cannot help it.

The Mood Heuristic for Happiness

 

A survey of German students is one of the best examples of substitution. The survey that the young participants completed included the following two questions:

How happy are you these days?

How many dates did you have last month?

< stрr to a p height="0%" width="0%">The experimenters were interested in the correlation between the two answers. Would the students who reported many dates say that they were happier than those with fewer dates? Surprisingly, no: the correlation between the answers was about zero. Evidently, dating was not what came first to the students’ minds when they were asked to assess their happiness. Another group of students saw the same two questions, but in reverse order:

How many dates did you have last month?

How happy are you these days?

 

The results this time were completely different. In this sequence, the correlation between the number of dates and reported happiness was about as high as correlations between psychological measures can get. What happened?

The explanation is straightforward, and it is a good example of substitution. Dating was apparently not the center of these students’ life (in the first survey, happiness and dating were uncorrelated), but when they were asked to think about their romantic life, they certainly had an emotional reaction. The students who had many dates were reminded of a happy aspect of their life, while those who had none were reminded of loneliness and rejection. The emotion aroused by the dating question was still on everyone’s mind when the query about general happiness came up.

The psychology of what happened is precisely analogous to the psychology of the size illusion in figure 9. “Happiness these days” is not a natural or an easy assessment. A good answer requires a fair amount of thinking. However, the students who had just been asked about their dating did not need to think hard because they already had in their mind an answer to a related question: how happy they were with their love life. They substituted the question to which they had a readymade answer for the question they were asked.

Here again, as we did for the illusion, we can ask: Are the students confused? Do they really think that the two questions—the one they were asked and the one they answer—are synonymous? Of course not. The students do not temporarily lose their ability to distinguish romantic life from life as a whole. If asked about the two concepts, they would say they are different. But they were not asked whether the concepts are different. They were asked how happy they were, and System 1 has a ready answer.

Dating is not unique. The same pattern is found if a question about the students’ relations with their parents or about their finances immediately precedes the question about general happiness. In both cases, satisfaction in the particular domain dominates happiness reports. Any emotionally significant question that alters a person’s mood will have the same effect. WYSIATI. The present state of mind looms very large when people evaluate their happiness.

The Affect Heuristic

 

The dominance of conclusions over arguments is most pronounced where emotions are involved. The psychologist Paul Slovic has proposed an
affect heuristic
in which people let their likes and dislikes determine their beliefs about the world. Your political preference determines the arguments that you find compelling. If you like the current health policy, you believe its benefits are substantial and its costs more manageable than the costs of alternatives. If you are a hawk in your attitude toward other nations, you probabltheр"0%y think they are relatively weak and likely to submit to your country’s will. If you are a dove, you probably think they are strong and will not be easily coerced. Your emotional attitude to such things as irradiated food, red meat, nuclear power, tattoos, or motorcycles drives your beliefs about their benefits and their risks. If you dislike any of these things, you probably believe that its risks are high and its benefits negligible.

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